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AP Calculus AB study notes

5.4.1 Statement of the First Derivative Test

AP Syllabus focus:
‘The First Derivative Test uses sign changes in f′(x) around a critical point to determine whether that point is a local maximum, a local minimum, or neither.’

The First Derivative Test provides a systematic way to determine whether a critical point marks a local maximum, a local minimum, or neither by examining how the sign of the derivative changes around that point.

Understanding the Role of the First Derivative Test

The First Derivative Test connects the behavior of the derivative to the overall shape of a function. Because the derivative describes the instantaneous rate of change, a shift in its sign reveals whether a function transitions from increasing to decreasing or vice versa. This method allows us to classify the nature of a critical point without relying on second derivative information.

Critical Points and Their Importance

A critical point is a point on the graph where the first derivative equals zero or does not exist, provided the original function is defined at that point. These points are essential because local extrema, when they exist, must occur at critical points. The First Derivative Test gives a reliable framework for analyzing these situations.

Term: A critical point is an xx-value where f(x)=0f'(x)=0 or where f(x)f'(x) does not exist, as long as the function is defined at that point.

Before applying the test, it is necessary to understand how the derivative’s sign indicates whether a function is increasing or decreasing. These ideas form the basis for interpreting the sign change that determines the classification of the critical point.

The Statement of the First Derivative Test

The First Derivative Test evaluates what happens to the sign of f(x)f'(x) as we move through a critical point. The AP syllabus emphasizes the underlying principle:

How the Test Works

To apply the test, examine the sign of f(x)f'(x) immediately to the left and right of a critical point cc. Interpret the meaning of those signs using the following logical structure:

  • If f(x)f'(x) changes from positive to negative as we pass through cc, the function transitions from increasing to decreasing.

    • This pattern indicates a local maximum at cc.

  • If f(x)f'(x) changes from negative to positive, the function transitions from decreasing to increasing.

    • This pattern indicates a local minimum at cc.

  • If f(x)f'(x) does not change sign, the behavior of the function does not switch from increasing to decreasing or vice versa.

    • In this case, the point is neither a local maximum nor a local minimum, but it remains a critical point.

These sign changes provide information that is purely local, meaning the classification is based only on the function’s immediate neighborhood around the point, without requiring global information about the entire interval.

The First Derivative Test uses sign changes in f′(x) around a critical point to determine whether that point is a local maximum, a local minimum, or neither.

Pasted image

A graph illustrating local and global maxima and minima, showing how peaks and valleys correspond to the types of extrema identified using the First Derivative Test. The image also distinguishes global from local extrema, which slightly exceeds this subsubtopic but remains helpful for interpreting the test’s conclusions. Source.

Why the Test Is Reliable

The strength of the First Derivative Test lies in its use of the derivative’s sign, which directly reflects the increasing or decreasing behavior of the function. A change in sign is equivalent to a change in direction of motion, making it possible to determine the exact nature of the turning point.

Because the derivative represents the slope of the tangent line, sign changes in f′(x) capture how the graph of f shifts from rising to falling, or from falling to rising.

Pasted image

A curve with its tangent line is shown, representing how the sign of f(x)f'(x) corresponds to the slope of the tangent. This visual reinforces the idea that interpreting slope is essential to understanding sign changes in the First Derivative Test. Source.

Applying the Test in a Structured Way

The classification procedure benefits from a consistent, repeatable structure. AP Calculus AB students should internalize the following process:

Step-by-Step Approach

  • Identify all critical points of the function by finding where f(x)=0f'(x)=0 or where f(x)f'(x) is undefined.

  • Create intervals around each critical point to determine the sign of the derivative on each side.

  • Evaluate the sign of f(x)f'(x) within each interval rather than at the critical point itself.

  • Compare the signs to determine whether a sign change occurs as you move through the critical point.

  • Classify the point as a local maximum, local minimum, or neither using the First Derivative Test.

This structure ensures clarity and supports accuracy when analyzing the behavior near critical points.

Emphasizing Key Terminology

Students must be familiar with the specific vocabulary used within the test, including increasing, decreasing, sign change, and local extremum. Because AP Calculus relies on precise written justifications, correctly naming these ideas is essential for communicating reasoning in free-response contexts.

Term: A local extremum is a point where the function achieves a local maximum or a local minimum relative to nearby values.

A full understanding of this terminology allows students to make accurate, well-structured statements using the First Derivative Test. This is especially important when explaining why a function attains a specific type of extremum at a particular point.

Interpreting Results Verbally

Clear interpretation is a central part of AP Calculus AB communication. Students should express First Derivative Test findings using precise language:

  • Refer explicitly to the sign of the derivative.

  • State clearly whether the derivative changes from positive to negative or negative to positive.

  • Use formal phrases such as “the function is increasing on…” or “the derivative changes sign at…” to justify conclusions.

Strong verbal reasoning complements symbolic work and strengthens conceptual mastery, allowing students to connect derivative behavior with overall function shape.

FAQ

If the derivative does not exist but the function is still defined at that point, the First Derivative Test can still be applied by examining the sign of the derivative on either side.

This allows the classification of sharp corners or cusps, provided the derivative has a consistent sign pattern in the intervals around the point.

Yes. If the derivative equals zero but the sign of the derivative does not change across that point, the function has a flat section without a local extremum.

This can occur in situations such as inflection points where the tangent is horizontal but the function continues increasing or decreasing on both sides.

Yes, critical points can occur close together, especially in functions with rapidly changing curvature.

The First Derivative Test must be applied separately to each critical point by constructing intervals, even if the intervals are small.
• Ensure each interval is chosen so that the sign of the derivative is consistent within it.

No. The test determines only the type of extremum, not its value or prominence.

To understand the size or significance of the extremum, the actual function values at the critical point and near it must be evaluated separately.

When the derivative equals zero across an interval, the function is constant on that interval.

In such cases, no individual point within the interval is classified as a local extremum by the First Derivative Test because there is no sign change anywhere in the interval.

Practice Questions

(1–3 marks)
A differentiable function g has a critical point at x = 4. The derivative g' changes from positive to negative as x increases through 4.
State, with justification, the type of extremum g has at x = 4.

(1–3 marks)
• 1 mark: States that g has a local maximum at x = 4.
• 1 mark: Correct justification that g' changes from positive to negative as x passes through 4, indicating a change from increasing to decreasing behaviour.
• 1 mark: Uses the First Derivative Test terminology correctly (e.g., reference to sign change or increasing/decreasing behaviour).

(4–6 marks)
A function f is differentiable for all real numbers. Its derivative f' is negative for x < -1, zero at x = -1, positive for -1 < x < 3, zero at x = 3, and negative for x > 3.
(a) Determine the nature of the critical point at x = -1, justifying your answer using the First Derivative Test.
(b) Determine the nature of the critical point at x = 3, justifying your answer using the First Derivative Test.
(c) Explain what the sign pattern of f' implies about the overall behaviour of f on the intervals x < -1, -1 < x < 3, and x > 3.

(4–6 marks)
(a)
• 1 mark: Identifies that there is a local minimum at x = -1.
• 1 mark: Justifies using the First Derivative Test: f' changes from negative to positive, meaning the function changes from decreasing to increasing.

(b)
• 1 mark: Identifies that there is a local maximum at x = 3.
• 1 mark: Justifies using the First Derivative Test: f' changes from positive to negative, meaning the function changes from increasing to decreasing.

(c)
• 1 mark: States that f is decreasing for x < -1, increasing for -1 < x < 3, and decreasing for x > 3, due to the signs of f'.
• 1 mark: Provides clear explanation connecting the sign of f' to the behaviour of f on each interval.

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